Temporal and Spatial Variations of NPP and Its Response to Hydrothermal Conditions in the “Three Water Lines” Region of Northwest China

FENG Gan, WANG Yu-jie, WANG Tao, WANG Shan-shan, YANG Dong

Journal of Changjiang River Scientific Research Institute ›› 2025, Vol. 42 ›› Issue (1) : 74-81.

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Journal of Changjiang River Scientific Research Institute ›› 2025, Vol. 42 ›› Issue (1) : 74-81. DOI: 10.11988/ckyyb.20230902
Soil and Water Conservation and Ecological Restoration

Temporal and Spatial Variations of NPP and Its Response to Hydrothermal Conditions in the “Three Water Lines” Region of Northwest China

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Abstract

To investigate the impact of hydrothermal conditions on vegetation net primary productivity (NPP) in the “Three Water Lines” (Heihe-Tengchong Line, Yangguan Line, and Qitai-Cele Line) region of Northwest China, we employed an enhanced version of the CASA (Carnegie-Ames-Stanford Approach) model to estimate NPP in the study area from 2001 to 2020 based on remote sensing and meteorological datasets. Regression and correlation analyses were also conducted to scrutinize the temporal and spatial NPP variations and their responses to hydrothermal factors. Our findings revealed a fluctuating upward trend in vegetation NPP from 2001 to 2020, with an average annual increase of 1.54 gC/(m2·a). Notably, region III, located west of the Qitai-Cele line, exhibited the most rapid growth rate at 2.39 gC/(m2·a). Spatially, the majority of the study area demonstrated an increasing NPP trend, with 47.27% showing significant increases, predominantly in the central and southern parts of region I (east of the Yangguan Line) and the southwestern portion of region III. Conversely, only 0.79% of the area experienced a significant decrease in NPP. Regarding the influence of hydrothermal conditions, precipitation emerged as the dominant factor, contributing to 31.53% of NPP variation, surpassing the contribution of air temperature at 9.58%. This suggests that both temperature and precipitation positively influence NPP changes in the region, with precipitation playing a more pivotal role.

Key words

net primary productivity / climatic factor / CASA model / Three Water Lines / Northwest China

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FENG Gan , WANG Yu-jie , WANG Tao , et al . Temporal and Spatial Variations of NPP and Its Response to Hydrothermal Conditions in the “Three Water Lines” Region of Northwest China[J]. Journal of Changjiang River Scientific Research Institute. 2025, 42(1): 74-81 https://doi.org/10.11988/ckyyb.20230902

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Abstract
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Water shortage, unmatched combination of resources and unbalanced regional development are acute problems in northwest China. This region has a strategic location in promoting coordinated regional development, communicating international and domestic markets, adjusting economic structure and building ecological barriers. Therefore, the construction of eco-economic pivotal zones in northwest China would contribute to relieving the eco-environmental dilemma and improving the level of regional ecological security, which has a positive influence on the national economic development. Based on the analysis of human-environment interaction, urban agglomeration and development system, population distribution and ethnic composition in northwest China under the "Three Water Lines" pattern, this study firstly interprets the basic connotation of the eco-economic pivotal zones in this region. We propose that the eco-economic pivotal zone is a strategic area for national and global man-land coordination, which could be defined from the perspectives of ecological function zone, economic hub zone, cultural integration zone and deep-land passage zone. Based on the needs of national macro-strategic layout and land-sea coordination, we clarify the multi-functional orientations of eco-economic pivotal zones. Furthermore, this paper constructs a comprehensive development pattern in northwest China under "Three Water Lines" strategy, which is composed of 9 urban growth poles, 71 city nodes, 4 development axes and 4 eco-economic pivotal zones. And the construction layout as well as the development paths of Hexi, Lanzhou-Xining, north slope of Tianshan Mountains and circum-Tarim Basin eco-economic pivotal zones are also proposed. Finally, this paper discusses the interactive mode between the eco-economic pivotal zones and China's national development strategy layout, which would help the formation of a new pattern of development in western China, and provide a scientific basis for a better understanding of the Belt and Road Initiative.

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Abstract
该文在综合分析已有光能利用率模型的基础上,构建了一个净初级生产力(NPP)遥感估算模型,该模型体现了3方面的特色:1)将植被覆盖分类引入模型,并考虑植被覆盖分类精度对 NPP 估算的影响,由它们共同决定不同植被覆盖类型的归一化植被指数(NDVI)最大值;2)根据误差最小的原则,利用中国的NPP实测数据,模拟出各植被类型的最大光能利用率,使之更符合中国的实际情况;3)根据区域蒸散模型来模拟水分胁迫因子,与土壤水分子模型相比,这在一定程度上对有关参数实行了简化,使其实际的可操作性得到加强。模拟结果表明,1989~1993年中国陆地植被NPP平均值为3.12 Pg C (1 Pg=1015 g),NPP模拟值与观测值比较接近,690个实测点的平均相对误差为4.5%;进一步与其它模型模拟结果以及前人研究结果的比较表明,该文所构建的NPP遥感估算模型具有一定的可靠性,说明在区域及全球尺度上,利用地 理信息系统技术将遥感数据和各种观测数据集成在一起,并对NPP模型进行参数校正, 基本上可以实现全球范围不同生态系统NPP的动态监测。
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谢艳玲, 夏正清, 王涛, 等. 黄河流域植被NPP时空变化及其对水热条件和退耕还林还草工程实施的响应[J]. 测绘通报, 2023(2): 15-20.
Abstract
本文以MOD17A3HGF植被净初级生产力(NPP)数据为基础,结合气温、降水及DEM数据,开展了2000-2020年黄河流域植被NPP时空变化特征及其对水热条件和退耕还林还草工程实施的响应研究。结果表明:①黄河流域植被NPP总体呈显著线性增加趋势 (P25°和<15°区域,反映出退耕还林还草工程的实施对黄河流域中部黄土高原地区的植被改善具有一定的作用。
(XIE Yan-ling, XIA Zheng-qing, WANG Tao, et al. Temporal and Spatial Variation of Vegetation Net Primary Product and Its Response to Hydrothermal Conditions and Grain for Green Project in the Yellow River Basin[J]. Bulletin of Surveying and Mapping, 2023(2): 15-20. (in Chinese))
On the basis of MOD17A3HGF vegetation primary productivity (NPP) data, as well as the air temperature, precipitation and DEM data, the temporal and spatial change characteristics of vegetation NPP in the Yellow River basin from 2000 to 2020 and its response to hydrothermal and grain for green project (GGP) is carried out. The results show that: ① the overall trend of vegetation NPP in the Yellow River basin shows a significant linear increase (P<0.001), and the growth rate of vegetation NPP in the middle reaches is higher than that in the lower reaches, and the lower reaches is higher than the upper reaches. The vegetation NPP in the Yellow River basin increase significantly, accounting for 95.29%, which is concentrate in the middle reaches (the Loess Plateau region), while the significantly decrease areas are mainly concentrated in densely populated urban areas. ② The vegetation NPP in the Yellow River basin is mainly positively correlated with the annual average air temperature and annual precipitation, of which the significant positive correlations account for 11.15% and 42.35%, respectively, and which distribute in east-west and south-north direction, respectively. ③ The growth of vegetation NPP in the slope of [15°,25°] region is the fastest, followed by the >25° and <15° regions. It reflects the vegetation improvement effect of the grain for green project on the Loess Plateau in the middle reaches of the Yellow River basin.
[19]
朱鹏凡, 刘刚, 何敬, 等. 近20年大别山区植被净初级生产力时空变化及驱动因素分析[J]. raybet体育在线 院报, 2023, 40(10): 66-73,79.
Abstract
大别山区作为红色革命老区,为秉承绿色发展理念,在大力发展经济的同时,对生态环境的研究尤为重要。以植被净初级生产力(NPP)为研究点,利用2000—2018年间的遥感和气象等数据,利用改进的CASA模型对研究区植被NPP进行估算,并分析讨论植被NPP的变化趋势及其对气候变化的响应。研究结果表明:①2000年以来大别山区整体NPP主要集中在400~600 gC/(m2·a)之间,整体植被NPP缓慢上升,整体涨幅为24.16%;②研究区NPP与气象因子相关,从整体来看气温与NPP相关性最高(R2=0.79,P<0.05),其次为太阳辐射(R2=0.70,P<0.05),降水与NPP相关性最低(R2=0.51,P<0.05);③土地利用/覆盖变化引起的NPP总增加量为6.23×10-2 TgC,主要是由于耕地转化为林地引起的;④研究区的NPP未来变化趋势主要以持续增加为主。
(ZHU Peng-fan, LIU Gang, HE Jing, et al. Vegetation Net Primary Productivity in Dabie Mountains in Recent Two Decades: Spatiotemporal Variation and Driving Factors[J]. Journal of Changjiang River Scientific Research Institute, 2023, 40(10): 66-73,79. (in Chinese))
[20]
郭豪, 袁金国, 王景芝, 等. 基于MOD17A3的京津冀地区植被净初级生产力时空演变[J]. raybet体育在线 院报, 2023, 40(7): 66-72, 103.
Abstract
为研究京津冀植被NPP的时空变化,选用MOD17A3数据,采用一元线性回归分析对京津冀地区2000—2019年植被NPP在20 a间的时空演变进行分析,并对NPP与气候因子的相关关系进行分析。结果表明:京津冀地区植被NPP主要集中在200~400 gC/(m2·a),2000—2019年京津冀植被NPP平均值和最大值在稳定的基础上缓慢上升,其中NPP最大值和平均值的峰值都出现在2016年,分别为908.40 gC/(m2·a)和385.10 gC/(m2·a);2000—2019年京津冀植被NPP增长的区域占整个研究区域的97.12%,NPP降低的区域多出现在城市周围;2000—2019年京津冀地区4种植被覆盖类型按NPP均值从小到大排列依次为:农田、灌丛、草地、森林;从稳定性上看,2000—2019年京津冀NPP的稳定性表现为高低波动并存,并以较低波动为主;京津冀地区NPP与年均气温呈低度相关性,与年降水呈高度相关性。研究成果可为京津冀地区的生态文明建设、生态环境修复及治理保护提供参考依据。
(GUO Hao, YUAN Jin-guo, WANG Jing-zhi, et al. Spatio-temporal Evolution of Net Primary Productivity in Beijing-Tianjin-Hebei Region Based on MOD17A3 Data[J]. Journal of Changjiang River Scientific Research Institute, 2023, 40(7): 66-72, 103. (in Chinese))
[21]
覃巧婷, 陈建军, 杨艳萍, 等. 黄河源植被时空变化及其对地形和气候的响应[J]. 中国环境科学, 2021, 41(8):3832-3841.
(QIN Qiao-ting, CHEN Jian-jun, YANG Yan-ping, et al. Spatiotemporal Variations of Vegetation and Its Response to Topography and Climate in the Source Region of the Yellow River[J]. China Environmental Science, 2021, 41(8): 3832-3841. (in Chinese))
[22]
施亚林, 曹艳萍, 苗书玲. 黄河流域草地净初级生产力时空动态及其驱动机制[J]. 生态学报, 2023, 43(2):731-743.
(SHI Ya-lin, CAO Yan-ping, MIAO Shu-ling. Spatiotemporal Dynamics of Grassland Net Primary Productivity and Its Driving Mechanisms in the Yellow River Basin[J]. Acta Ecologica Sinica, 2023, 43(2):731-743. (in Chinese))
[23]
涂海洋, 古丽·加帕尔, 于涛, 等. 中国陆地生态系统净初级生产力时空变化特征及影响因素[J]. 生态学报, 2023, 43(3):1219-1233.
(TU Hai-yang, JIAPAER Guli, YU Tao, et al. Analysis of Spatio-temporal Variation Characteristics and Influencing Factors of Net Primary Productivity in Terrestrial Ecosystems of China[J]. Acta Ecologica Sinica, 2023, 43(3): 1219-1233. (in Chinese))
[24]
LI Z, PAN J. Spatiotemporal Changes in Vegetation Net Primary Productivity in the Arid Region of Northwest China, 2001 to 2012[J]. Frontiers of Earth Science, 2018, 12(1): 108-124.

Net primary productivity (NPP) is recognized as an important index of ecosystem conditions and a key variable of the terrestrial carbon cycle. It also represents the comprehensive effects of climate change and anthropogenic activity on terrestrial vegetation. In this study, the temporal-spatial pattern of NPP for the period 2001–2012 was analyzed using a remote sensing-based carbon model (i.e., the Carnegie-Ames-Stanford Approach, CASA) in addition to other methods, such as linear trend analysis, standard deviation, and the Hurst index. Temporally, NPP showed a significant increasing trend for the arid region of Northwest China (ARNC), with an annual increase of 2.327 g C. Maximum and minimum productivity values appeared in July and December, respectively. Spatially, the NPP was relatively stable in the temperate and warm-temperate desert regions of Northwest China, while temporally, it showed an increasing trend. However, some attention should be given to the northwestern warm-temperate desert region, where there is severe continuous degradation and only a slight improvement trend.

[25]
何旭洋, 张福平, 李玲, 等. 气候变化与人类活动对中国西北内陆河流域植被净初级生产力影响的定量分析[J]. 兰州大学学报(自然科学版), 2022, 58(5): 650-660.
(HE Xu-yang, ZHANG Fu-ping, LI Ling, et al. Quantitative Analysis of the Impact of Climate Changes and Human Activities on the NPP of Vegetation in the Inland River Basins of Northwest China[J]. Journal of Lanzhou University (Natural Sciences), 2022, 58(5): 650-660. (in Chinese))
[26]
同琳静, 刘洋洋, 王倩, 等. 西北植被净初级生产力时空变化及其驱动因素[J]. 水土保持研究, 2019, 26(4):367-374.
(TONG Lin-jing, LIU Yang-yang, WANG Qian, et al. Spatial and Temporal Dynamics of Net Primary Productivity and Its Driving Factors in Northwest China[J]. Research of Soil and Water Conservation, 2019, 26(4): 367-374. (in Chinese))
[27]
朱莹莹, 韩磊, 赵永华, 等. 中国西北地区NPP模拟及其时空格局[J]. 生态学杂志, 2019, 38(6): 1861-1871.
Abstract
中国西北地区MOD17A3 NPP数据产品缺失严重,影响了该区域植被净初级生产力的进一步研究。本研究利用气象数据、高程数据、NDVI和质量好的MOD17A3 NPP,构建BP神经网络模型,模拟2000&mdash;2014年西北地区植被NPP,填补数据缺失区域。利用一元线性回归分析法、R/S分析法、偏相关分析法等,分析了植被NPP的时空变化特征及其与气象要素的关系。结果表明:(1)MODIS NPP产品值与BP神经网络模拟值的决定系数R2、平均绝对误差MAE、平均相对误差MRE、均方根误差RMSE分别在0.833~0.906、25.84~40.10、0.16~0.23和34.57~59.36,满足精度要求,BP神经网络模型适用于模拟西北地区植被NPP。(2)植被年均NPP具有较强的空间差异,呈现出由东南向西北递减,而新疆西北部地区出现&ldquo;条块状&rdquo;高值区特征。(3)2000&mdash;2014年西北地区植被年均NPP在106.64~156.17 g C&middot;m-2&middot;a-1,年际变化上呈现波动下降趋势。(4)2000&mdash;2014年西北地区植被NPP变化具有空间异质性,以减少为主,仅10.79%的区域通过了显著性检验。植被NPP变化具有较弱的持续性特征,未来发展方向以不确定为主,有利和不利为辅,其中有利区域面积大于不利区域。(5)植被NPP对气温和降水的响应具有空间差异,总体上与降水关系更密切。
(ZHU Ying-ying, HAN Lei, ZHAO Yong-hua, et al. Simulation and Spatio-temporal Pattern of Vegetation NPP in Northwest China[J]. Chinese Journal of Ecology, 2019, 38(6): 1861-1871. (in Chinese))
The data production of MOD17A3 NPP in northwest China is seriously deficient, with consequences on further research on vegetation net primary productivity (NPP) in this region. Based on the meteorological data, DEM, NDVI, and MOD17A3 NPP with high quality, the BP neural network model was constructed to simulate vegetation NPP and fill the areas without NPP data in northwest China from 2000 to 2014. Its spatio-temporal variations and relationships with meteorological factors were analyzed using unitary linear regression, R/S analysis, and partial correlation analysis. The results showed that: (1) Coefficients of determination (<em>R</em>2), mean absolute error (MAE), mean relative error (MRE) and root mean square error (RMSE) between MODIS NPP and simulated NPP were 0.833-0.906, 25.84-40.1, 0.16-0.23, 34.57-59.36, respectively, which well met the accuracy requirements. The BP neural network model was suitable for vegetation NPP simulation in northwest China. (2) The annual mean NPP had a strong spatial variation, showing a gradual decline from southeast to northwest and a high-value block area in the northwest of Xinjiang. (3) The annual mean NPP ranged between 106.64 and 156.17 g C&middot;m-2&middot;a-1 from 2000 to 2014, with a slightly fluctuating downward trend in the interannual variation. (4) From 2000 to 2014, the change of NPP in northwest China had spatial heterogeneity, which was mainly reduced. Only 10.79% of the areas passed the significance test. NPP change was weakly persistent. The future change trend of NPP is mainly uncertain, supplemented by improved and declined areas, with the improved area being larger than the declined area. (5) Responses of vegetation NPP to temperature and precipitation varied spatially, which were generally more closely related to precipitation.
[28]
陈怀亮, 徐祥德, 杜子璇, 等. 黄淮海地区植被活动对气候变化的响应特征[J]. 应用气象学报, 2009, 20(5): 513-520.
(CHEN Huai-liang, XU Xiang-de, DU Zi-xuan, et al. Vegetation Activity Responses to Climate Change in the Huang-Huai-Hai Area Based on GIMMS NDVI Dataset[J]. Journal of Applied Meteorological Science, 2009, 20(5): 513-520. (in Chinese))
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